Risk and Compliance

Perpetual Guardian

We are one of the pioneers of the 4 day week

Only considering candidates eligible to work in Auckland, New Zealand ⚠️

Internal Job Opportunity | Head of Risk and Compliance

About the Role

We have an exciting opportunity for a Head of Risk and Compliance to lead our Risk and Compliance team. This senior role is critical in maintaining and enhancing a strong risk and compliance platform across the Perpetual Guardian Group, that aligns with our business needs and regulatory environment.

The successful candidate will be responsible for managing risk and compliance frameworks, ensuring regulatory compliance, and providing governance support. This role requires a proactive approach to risk management, strong internal engagement, and the ability to lead assurance programmes and policy development.

Application DeadlineApril 16, 2025DepartmentRisk and Compliance Employment TypePermanent - Full TimeLocationAuckland Head OfficeWorkplace typeHybridReporting ToPatrick Gamble

Key Responsibilities

  • Lead the implementation and continuous improvement of the Company’s Risk Management Framework.
  • Identify, document, and assess business risks, including business continuity planning.
  • Develop and implement risk treatment strategies and oversee first-line risk monitoring activities.
  • Maintain and monitor the Compliance Assurance Programme, ensuring alignment with regulatory requirements.
  • Serve as the AML Compliance and Privacy Officer, overseeing all AML and privacy compliance matters.
  • Provide risk and compliance reporting to management and governance forums
  • Stay up to date with legislative changes and ensure compliance across all relevant regulatory frameworks.

Skills, Knowledge & Expertise

  • A strong understanding of risk, risk management, regulatory compliance, and governance.
  • Extensive knowledge of AML, FATCA, CRS, and other regulatory obligations.
  • Proven experience in leading risk and compliance frameworks within a corporate setting.
  • The ability to engage and influence stakeholders at all levels, including regulators.
  • Strong problem-solving skills with a proactive approach to risk mitigation.
  • Excellent communication and leadership skills to foster a strong compliance culture.

How to Apply

If you are interested in this opportunity, please submit your application, including an updated CV and a brief cover letter outlining your suitability for the role, through the Careers Page on our website by 16 April 2025.

For any questions or further information about this opportunity, please contact a member of the People & Capability team.

We look forward to hearing from you!

About Perpetual Guardian

Perpetual Guardian Group is the largest non-Government philanthropic entity in Aotearoa and the leading provider of fiduciary services in New Zealand. Through the provision of expert trust, asset planning and investment management across generations of New Zealanders, we've become leaders in the industry and, most importantly, trusted partners with our clients.

We are specialists in providing Wills, Trusts and Enduring Powers of Attorney.  We understand the sensitive nature of Wills, supporting grieving families, helping to plan estates and achieve financial goals.

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Perpetual Guardianperpetualguardian.co.nz

New Zealand’s leader in estate planning, providing Wills, Trusts, and investment management.

Working Week

We are one of the pioneers of the 4 day week

  • Mon
  • Tue
  • Wed
  • Thu
  • 🏖️
    Fri

Our Vacation Policy

We offer 20 days PTO plus public holidays

  • 20 days
  • 52 Fridays
  • 72 days off per year

Remote Working Policy

Flexible remote options available to support employees' diverse needs.

Company Benefits

  • Health insurance
  • 401(k) company contribution
  • Life & Disability Insurance
  • Professional Development Budget

Desirable Skills and Experience

  • Risk management
  • Regulatory compliance
  • Governance
  • AML
  • FATCA
  • CRS
  • Problem solving
  • Communication
  • Stakeholder influ
  • Leadership

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